If you would like any help with your application, please contact Hugh Abbott (during business hours) on our B2E Support line - tel: 07917 322 808
Do you have experience of working as a Risk & Compliance Consultant within the Investment Management industry? Are you skilled in using different compliance methodologies, as well as technology, personal expertise / insight and quality assurance processes?
If so we have an exciting new interim opportunity for you at our client, a prestigious, big 5 Consulting Firm, who require an interim consultant to join their Risk & Compliance monitoring team within the Investment Management sector. The consultant will be assisting third party clients with delivering their compliance monitoring plans.
Forming part of a wider Risk & Compliance Monitoring team, accountabilities will include the Planning and Delivering of high quality Risk & Compliance monitoring activities, including testing of controls, ensuring copliance with relevant regulations or legislation and enabling the delivery of fair customer outcomes, specifically:
Successful candidates will be able to demonstrate the following:
Experience of contributing towards the planning and delivery of risk-based Compliance monitoring plans;
Regulatory compliance knowledge within the investment management sector;
It will also be advantageous if you have the following qualifications: